AIF-C01 / Domain 5 / 14%

Security, Compliance, and Governance for AI Solutions

Privacy, security, compliance, and governance controls for AI workloads.

Official Task Statements

TaskWhat to prove
AIF-5.1Explain methods to secure AI systems.
AIF-5.2Recognize governance and compliance regulations for AI systems.

Concepts You Need to Understand

  • AI data security, IAM, encryption, governance, compliance, audit, logging, retention, and third-party model risk.

AWS services involved

  • IAM
  • KMS
  • CloudTrail
  • CloudWatch Logs
  • Organizations
  • Artifact

Important configurations

  • Least privilege to model endpoints.
  • Encryption for prompts, artifacts, and logs.
  • Data-retention review.

Exam Decision Patterns

Least operational overhead

Prefer managed and serverless services when they satisfy the requirement. Exceptions appear when the scenario needs host control, unsupported runtimes, specialized network behavior, or exact migration compatibility.

Highly available

Identify the failure boundary. One instance is not HA. Multiple instances in one AZ help capacity but not AZ failure. Multi-AZ handles regional AZ faults. Multi-Region handles regional events but adds complexity and cost.

Durable

Durability is about preserving data. Use replication, versioning, backups, point-in-time recovery, and tested restore plans. A durable backup does not guarantee a low RTO.

Decouple the application

Use SQS for buffering work, SNS for fanout, EventBridge for event routing, and Step Functions for visible workflow state. Add retries, DLQs, and idempotent consumers.

Least privilege

Prefer roles and temporary credentials, scope actions/resources/conditions, watch explicit denies, and remember that resource policies may also be required.

Common Mistakes

  • Submitting sensitive data to an unreviewed external model.
  • Logging prompts that contain secrets or regulated data.

Example Architecture

Cross-Account Access A principal assumes a role in another account and the resource policy plus CloudTrail evidence define and record access. Cross-Account Access Account A PrincipalSTS AssumeRoleAccount B RoleResource PolicyCloudTrail
A principal assumes a role in another account and the resource policy plus CloudTrail evidence define and record access.

Hands-On Activity

Review a prompt-processing design and mark where access logs, encryption, and retention controls belong.

For an AWS-account lab, use one of the linked mini labs and keep cleanup steps visible before you start.

Task-by-Task Study Notes

AIF-5.1 - Explain methods to secure AI systems.

This task statement is asking whether you can turn a scenario into a decision. Start by identifying the workload requirement, the control or service family involved, and the tradeoff AWS is testing in this domain.

  • Translate the wording into requirements: security, operations, cost, availability, latency, governance, or data behavior.
  • Choose the service or configuration that directly satisfies those requirements with the least unnecessary complexity.
  • Reject options that are technically possible but miss the domain goal or increase risk without a requirement.

Practice AIF-5.1 style questions in this domain

AIF-5.2 - Recognize governance and compliance regulations for AI systems.

This task statement is asking whether you can turn a scenario into a decision. Start by identifying the workload requirement, the control or service family involved, and the tradeoff AWS is testing in this domain.

  • Translate the wording into requirements: security, operations, cost, availability, latency, governance, or data behavior.
  • Choose the service or configuration that directly satisfies those requirements with the least unnecessary complexity.
  • Reject options that are technically possible but miss the domain goal or increase risk without a requirement.

Practice AIF-5.2 style questions in this domain

Review Checklist

Sources and Review Metadata

This independent training application is not affiliated with or endorsed by Amazon Web Services. AWS, Amazon Web Services, and AWS certification names are trademarks of Amazon.com, Inc. or its affiliates.